Federal Consistency Review Projects Requiring Federal Permits or Authorizations 

Overview

Projects that require federal permits or authorizations, such as a U.S. Army Corps of Engineers (USACE) Permit, may require consistency review by the NYS Department of State if the proposed activity would take place in, or affect, the Coastal Area. Projects performed by or on behalf of a federal agency follow a different process.

Applicability

Determine if the project is in a Coastal Area. Follow the link to the Coastal Atlas on the Geographic Information Gateway and enter the project address or location in the box. See “Using the Coastal Atlas on the GIS Gateway.” 

  • If a proposed project would not be in the Coastal Area, no federal consistency review is required unless the proposed project is likely to affect the uses and resources of the Coastal Area.  
    • If so, the applicant should submit a Federal Consistency Assessment Form (FCAF) and all necessary data and information.  
    • If the applicant does not choose to do this, DOS may request that the National Oceanic and Atmospheric Administration compel its submittal.  
  • If located in the Coastal Area:  
    • A proposed project that requires federal authorization that is listed in Part II of Table 3 in the CMP beginning on page 17 of Section 9 of Part II “Federal Licenses and Permits and Other Forms of Approval or Authorization” requires federal consistency review.  
      • Most of these authorizations are from the US Army Corps of Engineers  
      • If the only federal authorization is a Nationwide Permit or a Regional General Permit, special provisions may apply. See Tables below.  
    • A proposed project that requires federal authorization that is not listed in Part II of Table 3 in the CMP beginning on page 17 of Section 9 of Part II “Federal Licenses and Permits and Other Forms of Approval or Authorization” requires federal consistency review if the project is likely to affect the uses and resources of the Coastal Area.  
      • If so, the applicant should submit a Federal Consistency Assessment Form and all necessary data and information.  
      • If the applicant does not choose to do this, DOS may request that the National Oceanic and Atmospheric Administration compel its submittal.  

Nationwide Permit

Activities authorized under USACE nationwide permits (NWP) are considered to have minimal effects, and the Department of State (DOS) routinely exempts projects needing certain kinds of NWP from consistency review.    

Project sponsors should contact the USACE to determine if a project meets the requirements for a particular nationwide permit.  Nationwide Permit Information.

Any activity authorized under the following NWPs are unlikely to have significant coastal effects and DO NOT currently require consistency review.  These may be subject to change and are, generally, reevaluated every five years. The NWPs below will expire on March 14, 2026:  
 

Nationwide Permit #Nationwide PermitYear Authorized
1Aids to Navigation02-25-2022
4Fish and Wildlife Harvesting, Enhancement and Attraction Devices and Activities02-25-2022
10Mooring Bouys02-25-2022
15U.S. Coast Guard Approved Bridges02-25-2022
16Return Water from Upland Contained Disposal Areas02-25-2022
17Hydropower Projects02-25-2022
18Minor Discharges02-25-2022
19Minor Dredging02-25-2022
20Response Operations for Oil and Hazardous Substances02-25-2022
22Removal of Vessels02-25-2022
24Indian Tribe or State Administered Section 404 Programs02-25-2022
30Moist Soil Management for Wildlife02-25-2022
31Maintenance of Existing Flood Control Activities02-25-2022
34Cranberry Production Activities02-25-2022
37Emergency Watershed Protection and Rehabilitation02-25-2022
41Reshaping Existing Drainage Ditches02-25-2022
46Discharges into Ditches02-25-2022
53Removal of Low-Head Dams02-25-2022

 

Projects which qualify for the following Nationwide Permits may potentially have significant coastal effects. Therefore, consistency review is ALWAYS required for any activity authorized under the following nationwide permits. These may be subject to change and are, generally, reevaluated every five years. The NWPs below will expire on March 14, 2026:
 

Nationwide Permit #Nationwide PermitYear Authorized
5Scientific Measuring Devices02/25/2022
7Outfall Structures and Associated Intake Structures02/25/2022
8Oil and Gas Structures on the Outer Continental Shelf02/25/2022
12Utility Line Activities03/15/2021
14Linear Transportation Projects02/25/2022
21Surface Coal Mining Activities03/15/2021
23Approved Categorical Exclusions02/25/2022
25Structural Discharges02/25/2022
27Aquatic Habitat Restoration, Establishment, and Enhancement Activities02/25/2022
29Residential Developments03/15/2021
32Completed Enforcement Activities02/25/2022
33Temporary Construction, Access, and Dewatering02/25/2022
39Commercial and Institutional Developments03/15/2021
40Agricultural Activities03/15/2021
42Recreational Facilities03/15/2021
43Stormwater Management Facilities03/15/2021
44Mining Activities03/15/2021
45Repair of Uplands Damaged by Discrete Events02/25/2022
48Commercial Shellfish Aquaculture Activities02/25/2022
49Coal Remining Activities02/25/2022
50Underground Coal Mining Activities03/15/2021
51Land-Based Renewable Energy Generation Facilities03/15/2021
52Water-Based Renewable Energy Generation Pilot Projects03/15/2021
54Living Shorelines02/25/2022
55Seaweed Mariculture Activities (proposed NWP A)03/15/2021
56Finfish Mariculture Activities (proposed NWP B)03/15/2021
57Electric Utility Line and Telecommunications Activities (proposed NWP C)03/15/2021
58Utility Line Activities for Water and Other Substances (proposed NWP D)03/15/2021
59Water Reclamation and Reuse Facilities (proposed NWP E)02/25/2022

 
For the following Nationwide Permits, consistency review is NOT required AS LONG AS certain conditions are met. Please refer to the Coastal Boundary Map for permits which are conditioned based on their geographic location. These may be subject to change and are, generally, reevaluated every five years. The NWPs below will expire on March 14, 2026:

 

Nationwide Permit #Nationwide Permit / ConditionsYear Authorized
3Maintenance - The DOS concurs with the Corps' consistency determination for NW 3 For projects outside of Marine and Coastal District Waters (all tidal waters south of the Governor Mario M. Cuomo Bridge) within or affecting the NYS Coastal Area where the activities to be authorized primarily involve the repair/replacement in-place or landward of a lawful structure or fill, with no waterward expansion or increase in footprint; for projects authorized by New York State Department of Environmental Conservation (DEC) under General Permit GP-0-20-004 Great Lakes Erosion Control General Permit; for projects proposed solely within the artificial canals identified by DOS at: https://www.dos.ny.gov/opd/atlas/.02/25/2022
6Survey Activities – The DOS concurs with the Corps’ consistency determination for NWP 6 where the activities to be authorized would be limited to sample plots or transects for wetland delineations and historic resources surveys.02/25/2022
11Temporary Recreational Structures - The DOS concurs with the Corps’ consistency determination for NWP 11 where the activities to be authorized are for structures that are in place for no more than 30 days in a given calendar year AND are for non-residential purposes. 02/25/2022
13Bank Stabilization - The DOS concurs with the Corps' consistency determination for NWP 13 where the activities to be authorized would occur within the canals identified by DOS at: https://dos.ny.gov/coastal-atlas, or would be authorized under the DEC GP-0-20-004 Great Lakes Erosion Control General Permit at: https://www.dec.ny.gov/permits/120369.html.02/25/2022


For the following Nationwide Permits, consistency review is NOT required AS LONG AS the activity would take place OUTSIDE of the New York City Waterfront Revitalization Program. These may be subject to change and are, generally, reevaluated every five years. The NWPs below will expire on March 14, 2026:
 

Nationwide Permit #Nationwide PermitYear Authorized
2Structures in Artificial Canals02/25/2022
9Structures in Fleeting and Anchorage Areas02/25/2022
28Modifications of Existing Marinas02/25/2022
35Maintenance Dredging of Existing Basins02/25/2022
36Boat Ramps02/25/2022
38Cleanup of Hazardous and Toxic Waste02/25/2022

 

Questions regarding consistency review may directed to [email protected]

 

Application

Project sponsors needing federal consistency review must complete and sign the Federal Consistency Assessment Form (FCAF). Sponsors of project in New York City may submit a NYC Consistency Assessment Form (NYC CAF) in lieu of the FCAF. Refer to the Coastal Atlas to determine if the proposed project is located within any DOS-identified Special Management Areas (i.e., Significant Coastal Fish and Wildlife Habitat, Scenic Area of Statewide Significance, or Local Waterfront Revitalization Program) in order to more accurately complete the FCAF.  

 

Necessary Data and Information  

All FCAF’s must be accompanied by all “Necessary Data and Information.”  

  1.  Copy of the application materials for a federal permit, license, or other approval (note NWP exemptions above). In many situations this is the “Joint Application” (if you are applying to the Army Corps of Engineers). Consult the NYS Department of Environmental Conservation at https://www.dec.ny.gov/docs/permits_ej_operations_pdf/jointapp.pdf  
  2. Copy of the completed FCAF which includes a SIGNED consistency certification and WRITTEN ANALYSIS of the proposed activity's consistency with the enforceable State Coastal Policies (for activities within a Regional Coastal Management Program Area, such as the Long Island Sound CMP, or a Local Waterfront Revitalization Program, the enforceable policies are those within the regional or local program). Refer to the Coastal Atlas in order to determine if the proposed activity would be undertaken in or would otherwise affect any of the above regional or local management areas.  
  3. Copy of all of the following information:  
    • a detailed description of the proposed activity, its associated facilities and coastal effects;  
    • map(s) showing the specific geographic location of the proposed activity (a location map can easily be printed from the Coastal Atlas);  
    • site map(s) and diagram(s) drawn to scale showing all components of the activity and their location on the site;  
    • recent color photographs of the site showing the existing site in its entirety;  
    • written statement on the purpose and need for the activity;  
    • identification of the owners of the abutting upland properties and underwater lands;  
    • written analysis of alternatives to the proposed activity considered which support the selection of the proposed alternative; and    
    • Any other supporting documentation submitted with the federal application  
  4. Copy of the final Environmental Impact Statement, if required by the federal agency or by a state agency having jurisdiction over the proposed activity.  
  5. Copies of all applications and related correspondence submitted to involved state agencies for permits, licenses, etc. (e.g., DEC, OGS, SHPO, NYPA, PSC).  
  6. Energy facilities subject to Article VII or Article 10 of the New York State Public Service Law must submit all documentation submitted to the Siting Board for its consideration through to the conclusion of its public hearing process.  

Review

DOS can begin its consistency review of the proposed activity once all of the necessary data and information is received. After DOS has reviewed the data and information, the applicant will be notified if any additional information is required in order to assess the consistency of the proposed activity with the NYS Coastal Management Program (CMP).  The biggest single source of delay in processing consistency reviews is applicant failure to provide all the necessary information.    

The bases for consistency reviews conducted by DOS are:   

  • The enforceable policies in Part II, Section 6 of the CMP document;  
  • The guidelines found in the explanations of those policies; and   
  • The management programs for local waterfront revitalization programs or the Long Island Sound Regional Coastal Management Program, which have been approved and incorporated into the State’s CMP.   

During its review, if it appears that a proposal may in some way not be consistent with the CMP, DOS may suggest ways the proposal can be modified to be consistent with the coastal policies.  

Decision

For most activities DOS review and decision are completed within thirty days of receipt of a completed consistency certification and all necessary information, but it may take up to six months. Longer review periods are more typical for complicated activities, activities involving coordinated public and interagency reviews, or activities that are the subject of an environmental impact statement. DOS and the applicant may agree to other time frames to accommodate changes in a proposed activity or resolve outstanding issues.  

Once a decision has been made regarding the consistency of the proposed activity, DOS will notify the applicant and the federal agency. If an activity is found by DOS to be inconsistent with the CMP the federal agency cannot proceed to authorize that activity.   

An applicant may appeal a consistency decision by DOS to the U.S. Secretary of Commerce. If the DOS decision is appealed, the federal agency may only approve the activity after the Secretary of Commerce determines that the activity is consistent with the objectives and purposes of the federal Coastal Zone Management Act or necessary in the interest of national security.